June 2015 - Page 4 of 7 - Rex Securities Law-BLOG

Rex Securities Law
June 17, 2015
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Former Dolphin Will Allen Arrested on Securities Fraud

Former Dolphin Will Allen Arrested on Securities Fraud http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 17, 2015 April 14, 2016

June 12, 2015 Will Allen, 36, a former Miami Dolphin cornerback living in Davie, Florida, and Susan Daub, 55, of Coral Springs, Florida, were charged with securities fraud in connection…

Rex Securities Law
June 17, 2015
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Suntrust Investment Services Broker Pleads Guilty to Wire Fraud, Sentenced to 41 Months

Suntrust Investment Services Broker Pleads Guilty to Wire Fraud, Sentenced to 41 Months http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 17, 2015 April 14, 2016

Staunton, Virginia Kirsten Flynn Hawkins, 45, pled guilty to wire fraud in January 2015, and in May 2015, was sentenced to 41 months in prison and ordered to pay restitution…

Rex Securities Law
June 16, 2015
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Corpus Christi Financial Advisor Indicted for Fraud in Connection with Sale of Investment Contracts

Corpus Christi Financial Advisor Indicted for Fraud in Connection with Sale of Investment Contracts http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 16, 2015 February 11, 2016

June 16, 2015-Austin, Texas Kenneth Wayne Graves, a former investment adviser from Corpus Christi has been indicted in Nueces County on fraud and other charges related to the sale of…

Rex Securities Law
June 16, 2015
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Regulators Sue Broker for Trying to Inherit $1.8M from Elderly Client with Alzheimer’s

Regulators Sue Broker for Trying to Inherit $1.8M from Elderly Client with Alzheimer’s http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 16, 2015 April 14, 2016

June 11, 2015 FINRA Department of Enforcement filed Disciplinary Proceeding No. 2012031181001 against Scottsdale, AZ, broker John Anthony Waszolek alleging that he attempted to have his 81 year old customer…

Rex Securities Law
June 15, 2015
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Losses on Cushing Royalty & Income Fund ??

Losses on Cushing Royalty & Income Fund ?? http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 15, 2015 April 20, 2016

June 15,2015, Cushing & Royalty Income Fund (SRF) which traded at $25 in February 2012 currently trades at less than $5. It is a leveraged fund which invests in oil…

Rex Securities Law
June 12, 2015
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Global Arena Capital -FINRA Cancels Registraion

Global Arena Capital -FINRA Cancels Registraion http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 12, 2015 September 8, 2019

Global Arena Capital FINRA Registration Cancelled. According to FINRA records, FINRA cancelled the registration of Global Arena Capital as of 7/20/2015 for failure to pay FINRA registration fees. The company…

Rex Securities Law
June 12, 2015
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Round Rock Texas Man Indicted–Oil/Gas Ponzi Scheme

Round Rock Texas Man Indicted–Oil/Gas Ponzi Scheme http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 12, 2015 April 28, 2016

June 3, 2015-Austin, Texas WIlliam Allen Risinger, of Round Rock, Texas, was indicted May 19, 2015 on allegations that between 2010-2014 , through his company RHM Exploration, he promoted and sold…

Rex Securities Law
June 12, 2015
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Greenbacker Renewable Energy Company Investigation

Greenbacker Renewable Energy Company Investigation http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 12, 2015 August 3, 2016

Greenback Renewable Energy is a publicly registered, non-traded limited liability company formed to acquire, construct and operate income-generating renewable energy projects primarily within North America. While the company has made…

Rex Securities Law
June 11, 2015
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Lincoln Nebraska Couple Sentenced for Fraud on Investors

Lincoln Nebraska Couple Sentenced for Fraud on Investors http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 11, 2015 April 14, 2016

June 10, 2015-Omaha US Attorney for Nebraska Deborah Gilg announced that Scott Usher, 46, of Lincoln, was sentenced to seven years in prison and ordered to pay over $500,000 in…