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Monthly Archives :

April 2015

Affinity Fraud-Church Members Targeted by California Insurance Agent
Affinity Fraud-Church Members Targeted by California Insurance Agent 150 150 Rex Securities Law

April 13, 2015 The Insurance Journal reports that Constance Gail Fortune, 61, was arraigned in Los Angeles Superior Court and charged with felony for financial elder abuse as a result…

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SEC Charges Texas Oil Company Mieka Energy and Its President with Securities Fraud
SEC Charges Texas Oil Company Mieka Energy and Its President with Securities Fraud 150 150 Rex Securities Law

April 10, 2015- Flower Mound, Texas The Securities and Exchange Commission (SEC) charged Mieka Energy Corporation and Daro Ray Blankenship, its president, with fraudulently offering oil and gas investments. Vadda…

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Douglas Dannhardt-Former Prospera Financial Broker- Sanctioned for Churning Accounts-San Antonio, TX
Douglas Dannhardt-Former Prospera Financial Broker- Sanctioned for Churning Accounts-San Antonio, TX 150 150 Rex Securities Law

April 2, 2015-San Antonio, Texas  FINRA records report that Douglas Joseph Dannhardt   entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that…

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Gastonia Resident Charged with Securities Fraud by North Carolina Regulators
Gastonia Resident Charged with Securities Fraud by North Carolina Regulators 150 150 Rex Securities Law

March 12, 2015-North Carolina The North Carolina Securities Division of the Department of the Secretary of State announced that Micah Christopher Wilson, 59, of Gastonia was charged with felony securities…

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SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme
SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme 150 150 Rex Securities Law

UPDATE May 2016-The Virginia State Corporation Commission is accusing Daryl Bank of  Port St. Lucie FL, who operates Virginia Beach based Dominion Investment Group of defrauding investors out of $21…

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Stafford Maxwell -Mableton Georgia CEO of Millenium Capital Exchange-Arrested for Ponzi Scheme
Stafford Maxwell -Mableton Georgia CEO of Millenium Capital Exchange-Arrested for Ponzi Scheme 150 150 Rex Securities Law

April 3, 2015- Atlanta Stafford S. Maxwell, 46, of Mableton, Georgia,  was arraigned on charges of orchestrating a multi-million dollar Ponzi scheme involving the foreign exchange market through his company…

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Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds
Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds 150 150 Rex Securities Law

April 7, 2015- Austin, Texas  The Texas State Securities Board (TSSB) announced that Jeffrey Ray Filla was arrested in Fort Bend County and indicted on securities fraud and other charges…

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Montana Man Sentenced in Pump/Dump Penny Stock Scam
Montana Man Sentenced in Pump/Dump Penny Stock Scam 150 150 Rex Securities Law

April 3, 2015 The FBI announced that Matthew Carley, of Bozeman, Montana, was sentenced to 24 months in prison for his role in a stock manipulation scheme involving Ashburn, Virginia,…

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Financial Agent Defrauds Elderly New Jersey Investor has Registration Revoked
Financial Agent Defrauds Elderly New Jersey Investor has Registration Revoked 150 150 Rex Securities Law

April 2, 2015 The registration of Ronald Paul Rafaloff of the Bronx had his registration revoked by the New Jersey Bureau of Securities and ordered him to pay $200,000 in…

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