Justin Singletary Investigation June 2023 – San Clemente, CA According to publicly available records Justin Singletary , a stockbroker previously employed by Westpark Capital, discloses a pending customer dispute involving GWG L-Bonds.…
read moreJohn A. Orlando Investigation June 2023 – Ft. Lauderdale, FL According to publicly available records John Anthony Orlando , a stockbroker previously employed by SW Financial, discloses 2 regulatory events, 5 prior…
read moreJuly 2021- San Clemente, CA According to publicly available records Gregory McCloskey (CRD#2820510), a former stockbroker who last worked for Westpark Capital, has been permanently barred from FINRA. The Financial…
read moreFebruary 2018- Boca Raton, FL Felipe Arrieta, a stockbroker who is currently employed by Dakota Securities International and was formerly employed by Revere Securities, discloses 3 prior final and 1 pending customer disputes…
read moreFebruary 2018- Ft. Lauderdale, FL The FINRA records of Patrick Henry Maddren, a stockbroker with Westpark Capital, who was formerly employed by Dawson James Securities and Laidlaw & Company, disclose a settled customer dispute and…
read moreMarch 2019- Warwick, New York/Boca Raton, FL The FINRA records of Harry Seth Datys, a stockbroker who is currently employed by Westpark Capital , disclose three regulatory events, 3 pending customer disputes, 13 prior…
read moreApril 2018 – Boca Raton, FL Robert D. Armstrong Phd. (aka Dr. Armstrong) , a stockbroker currently employed by Dawson James Securities discloses 3 pending customer disputes on his publicly available…
read moreUPDATE MARCH 2017-Deerfield Beach, FL Public records disclose that on March 8, 2017, in an action filed by the U.S. Commodity Futures Trading Commission in the U.S. District Court for…
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