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wedbush securities litigation

Wedbush Securities Discloses Over 100 Regulatory Violations

Wedbush Securities Discloses Over 100 Regulatory Violations 150 150 Rex Securities Law

NOVEMBER 2019 UPDATE–Current FINRA records for Wedbush Securities disclose 109 regulatory events. In September 2019 FINRA censured Wedbush and ordered the company to disgorge nearly $2 million to resolve allegations…

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Wedbush Securities Ordered to Pay Customer $1.8M For Elder Abuse-Los Angeles, CA

Wedbush Securities Ordered to Pay Customer $1.8M For Elder Abuse-Los Angeles, CA 150 150 Rex Securities Law

Los Angeles, CA-July 2017 A Financial Industry Regulatory Authority (FINRA) arbitration panel comprised of three public arbitrators ordered Wedbush Securities to pay two former customers (husband and wife) compensatory damages…

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Matthew J. Ronan-ViewTrade Securities Broker-Discloses Pending Regulatory Investigation

Matthew J. Ronan-ViewTrade Securities Broker-Discloses Pending Regulatory Investigation 150 150 Rex Securities Law

Boca Raton, Florida According to FINRA records, Matthew J. Ronan ,  a stock broker who works for ViewTrade Securities  discloses  a customer dispute that has been finalized and a pending regulatory investigation. The Financial…

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