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united private capital

Former WRP Investments/Waddell & Reed Broker Jeffrey Brian Meyer Barred From Securities Industry

Former WRP Investments/Waddell & Reed Broker Jeffrey Brian Meyer Barred From Securities Industry 150 150 Rex Securities Law

February 11, 2015 The Financial Industry Regulatory Authority (FINRA) entered a default decision against Jeffrey Brian Meyer,  for engaging in securities transactions outside the scope of his employment and then…

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FINRA Sues Former Waddell & Reed Broker Jeffrey B. Meyer-Private Securities Transactions

FINRA Sues Former Waddell & Reed Broker Jeffrey B. Meyer-Private Securities Transactions 150 150 Rex Securities Law

In August 2014, the Financial Industry Regulatory Authority (FINRA) filed a complaint against Jeffrey Meyer for participating in 37 private securities transactions, totaling over $1.5 million in violation of firm…

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