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U.S. Coal Corporation.

Legend Securities Loses Arbitration Hearing Brought by Former Customer

Legend Securities Loses Arbitration Hearing Brought by Former Customer 150 150 Rex Securities Law

Tampa, Florida A Financial Industry Regulatory Authority (FINRA) arbitration panel awarded damages of over $150,000 to two former customers of Legend Securities, Inc. who brought the action for losses suffered…

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Richard Gomez Investigation Update-Avenir Financial-Legend Securities

Richard Gomez Investigation Update-Avenir Financial-Legend Securities 150 150 Rex Securities Law

April 2016- New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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