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Thrivent Investment Management complaint

Paul Petrillo-Former Thrivent Investment Broker- Barred from FINRA-Discloses a Customer Dispute-Appleton, WI

Paul Petrillo-Former Thrivent Investment Broker- Barred from FINRA-Discloses a Customer Dispute-Appleton, WI 150 150 Rex Securities Law

June 2020- Appleton, WI According to publicly available records, former Thrivent Investment Management, Inc.,  financial advisor Paul W. Petrillo,  is barred from FINRA and discloses a settled customer dispute. The…

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Jean Walsh-Josephson -Former Thrivent Investment Management Broker & Husband Die In Murder-Suicide

Jean Walsh-Josephson -Former Thrivent Investment Management Broker & Husband Die In Murder-Suicide 150 150 Rex Securities Law

February 2017-Oshkosh, Wisconsin According to US News, the sheriff of Winnebago County reports that former Thrivent Investment Management stock broker Jean A. Walsh-Josephson and her husband, Dewey Josephson,  were found…

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Miguel A. Hernandez-Former Thrivent StockBroker-Barred From Securities Industry

Miguel A. Hernandez-Former Thrivent StockBroker-Barred From Securities Industry 150 150 Rex Securities Law

El Paso, Texas According to FINRA records, Miguel A. Hernandez ,  a broker who was formerly  registered  with Thrivent Investment Management in El Paso, Texas , has been permanently barred from acting as a…

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Former Thrivent Investment Management Broker Sanctioned for Falsifying Annuity Documents

Former Thrivent Investment Management Broker Sanctioned for Falsifying Annuity Documents 150 150 Rex Securities Law

June 24, 2015 Bruce R. Geiger entered into an Order Accepting Offer of Settlement with the Financial Industry Regulatory Authority (FINRA) to resolve allegations by FINRA that he had violated…

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