June 2020- Appleton, WI According to publicly available records, former Thrivent Investment Management, Inc., financial advisor Paul W. Petrillo, is barred from FINRA and discloses a settled customer dispute. The…
read moreFebruary 2017-Oshkosh, Wisconsin According to US News, the sheriff of Winnebago County reports that former Thrivent Investment Management stock broker Jean A. Walsh-Josephson and her husband, Dewey Josephson, were found…
read moreEl Paso, Texas According to FINRA records, Miguel A. Hernandez , a broker who was formerly registered with Thrivent Investment Management in El Paso, Texas , has been permanently barred from acting as a…
read moreJune 24, 2015 Bruce R. Geiger entered into an Order Accepting Offer of Settlement with the Financial Industry Regulatory Authority (FINRA) to resolve allegations by FINRA that he had violated…
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