Rex Securities Law
November 16, 2021
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Kurt Gunter Discloses Sanctions by Texas Securities Regulator & FINRA -Austin,TX

Kurt Gunter Discloses Sanctions by Texas Securities Regulator & FINRA -Austin,TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 16, 2021 November 16, 2021

Kurt Gunter Investigation November 2021-Bee Cave, Texas Gunter Sanctioned by FINRA According to his FINRA record Kurt Jason Gunter a financial advisor who was last employed as a registered broker…

Rex Securities Law
December 3, 2020
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Texas Securities Regulator Denies Registration of Lyle Boudreaux-Houston,TX

Texas Securities Regulator Denies Registration of Lyle Boudreaux-Houston,TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 3, 2020 December 3, 2020

December 2020-Austin, Texas The Texas State Securities Board (TSSB) announced that they have denied the application for registration of Lyle Boudreaux due to unsuitable trading in Leveraged Exchange Traded Funds…

Rex Securities Law
September 15, 2014
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TSSB Announces Arrest of Christopher Zaal of McKinney, TX,–Securities Fraud

TSSB Announces Arrest of Christopher Zaal of McKinney, TX,–Securities Fraud https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 15, 2014 February 11, 2016

Austin, TX-September 11, 2014 The Texas State Securities Board (TSSB) announced the arrest of Christopher Anthony Zaal of McKinney, TX, on an indictment issued in Collin County on charges of…

Rex Securities Law
October 25, 2013
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Corpus Christi Broker William C. Mays Indicted for Securities Fraud

Corpus Christi Broker William C. Mays Indicted for Securities Fraud https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 25, 2013 February 11, 2016

In September 2013, a grand jury in Nueces County, Texas, indicted William Charlton Mays, a former investment adviser in Corpus Christi, Texas, on charges of securities fraud, money laundering, theft…

texas state securities board actions

Kurt Gunter Discloses Sanctions by Texas Securities Regulator & FINRA -Austin,TX

Texas Securities Regulator Denies Registration of Lyle Boudreaux-Houston,TX

TSSB Announces Arrest of Christopher Zaal of McKinney, TX,–Securities Fraud

Corpus Christi Broker William C. Mays Indicted for Securities Fraud