Tennessee Certified Financial Planners Disciplined by CFP Board-SEPTEMBER 2021 UPDATE
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According to their website, the “Certified
Financial Planner (CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal
financial planning through its setting and enforcement of the education, examination, experience, ethics and other requirementments for CFP. “
The CFP Board can discipline those holding the CFP title in one of three ways:
Public Letter of Admonition
Temporary Suspension of CFP certification
Revocation of individual’s CFP certification
The list below, taken from the CFP board disciplinary page of their website in May 2013, is a historical record
of individuals from Tennessee who have been disciplined by CFP Board and does not imply that any listed discipline is currently in force. To verify an individual’s
current certification status visit the CFP website
here.
Revocations
William C.
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