John A. Orlando Investigation June 2023 – Ft. Lauderdale, FL According to publicly available records John Anthony Orlando , a stockbroker previously employed by SW Financial, discloses 2 regulatory events, 5 prior…
read moreJohn Orlando Investigation March 2023- Ft. Lauderdale, FL The FINRA records of John Anthony Orlando , a currently unregistered broker who was last employed by SW Financial, disclose 2 regulatory events,…
read moreAugust 2021, New York, NY According to publicly available records Joseph Omar “Joey”Gebron (CRD#2764264) , a stockbroker who is currently registered with SW Financial , discloses 7 prior customer disputes, one…
read moreAugust 2018-Melville, New York According to FINRA records, Stephen J. Sullivan, a stockbroker who currently works for SW Financial (formerly Salomon Whitney Financial) , discloses a prior regulatory event, a pending customer dispute, a…
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