FEBRUARY 2018 UPDATE-Kenneth Neuner barred from securities industry. See this for more details. April 2017-Dallas, Texas The FINRA records of Kenneth B. Neuner , a stockbroker who was formerly employed by VSR Financial Services…
read moreMarch 2019- El Paso, Texas According to publicly available records Anthony “Tony” R. Morris , (CRD# 2849581) , a stockbroker who previously worked for Investors Capital Corp and who is currently employed by Lincoln…
read moreMarch 2017- New York According to publicly available records Robert Estevez , (CRD# 3161419) , a stockbroker who previously worked for Investors Capital Corp and who is currently employed by Joseph Gunnar &…
read moreThe FINRA records of Ronald J. Kudlacek, a stockbroker who is currently employed by VSR Financial Services & Summit Brokerage Services disclose a prior customer dispute that has been resolved. The Financial Industry Regulatory Authority…
read moreNovember 3, 2016-Overland Park, KS The Kansas City Star reports that VSR Financial, which has been in business since 1984, it shutting down and moving its brokers and customers to…
read moreOctober 2016-Plano, Texas The Texas State Securities Board (TSSB) entered a Disciplinary Order against M. F. (Mickey) Long II who operates First Financial Services Group in Plano, TX, and stock brokerage…
read moreSeptember 2016-Chesterfield, MO The FINRA records of Robert B. Hardcastle, a stockbroker who was formerly employed by VSR Financial Services disclose 11 prior customer disputes that are final. The Financial Industry Regulatory Authority (FINRA) is the agency that…
read moreAugust 2016-Arden Arcade, CA The FINRA records of Joel E. Archer , a stock broker who is currently employed by Summit Brokerage Services , disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…
read moreThe Woodlands, Texas UPDATE NOVEMBER 2017–Charles Geraci no longer registered with VSR FInancial Services. See this for details. UPDATE December 2016–VSR Financial Services has ceased operations. Many of its brokers have…
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