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Stuart Horowitz complaint

Stuart Horowitz-Former Securities America Broker-Discloses 37 Customer Disputes

Stuart Horowitz-Former Securities America Broker-Discloses 37 Customer Disputes 150 150 Rex Securities Law

July 2016-Coral Springs, Florida The FINRA records of Stuart Horowitz  , a former stock broker employed by  Securities America  , disclose a prior final regulatory event, 33 prior customer disputes, 4 currently pending customer disputes and a…

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Securities America Fined $250,000 by Regulators- Coral Springs, FL

Securities America Fined $250,000 by Regulators- Coral Springs, FL 150 150 Rex Securities Law

February 23, 2016- Coral Springs, FL Securities America entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from March 2009 through…

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Securities America Broker Has Over 30 Customer Disputes On FINRA Record- Coral Springs, FL

Securities America Broker Has Over 30 Customer Disputes On FINRA Record- Coral Springs, FL 150 150 Rex Securities Law

February 23, 2016- Coral Springs, FL Stuart Horowitz entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  between February 2009 and…

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