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Sandlapper Securities problem

Austin R. Dutton Jr.-Former Newbridge Securities Broker-Fined $200K-Settles 22 Customer Suits -Doylestown, PA

Austin R. Dutton Jr.-Former Newbridge Securities Broker-Fined $200K-Settles 22 Customer Suits -Doylestown, PA 150 150 Rex Securities Law

Austin Dutton Investigation November 2021–Doylestown, PA The FINRA records of  Austin R. Dutton, Jr. ,  a  stock broker who was previously employed by Newbridge Securities and who is currently employed by American…

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Losses on Tiburon Saltwater Reclamation Fund Private Placement ?

Losses on Tiburon Saltwater Reclamation Fund Private Placement ? 150 150 Rex Securities Law

October 2017-Austin, Texas / Greenville, South Carolina If you lost money on the Tiburon Saltwater Reclamation Fund, we may be able to help you recover damages. FINRA (The Financial Industry…

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Scott D. Offerman-Former Concorde Investment Services Broker-Discloses Termination from Employment/ Liens-New York

Scott D. Offerman-Former Concorde Investment Services Broker-Discloses Termination from Employment/ Liens-New York 150 150 Rex Securities Law

June 2017- New York According to publicly available records Scott David Offerman  (CRD#4619093) ,  a  stockbroker who currently is employed by Sandlapper Securities ,  discloses a termination from employment and 9 outstanding judgment/liens. The…

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Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C.

Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C. 150 150 Rex Securities Law

February 2017-Greenville, South Carolina According to publicly available records Jack Charles Bixler , (CRD# 22331) ,  a   stockbroker who is currently employed by Sandlapper Securities, discloses a pending regulatory matter. The Financial…

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Anthony Diaz-Former IBN Financial Broker-Discloses 50 Customer Complaints

Anthony Diaz-Former IBN Financial Broker-Discloses 50 Customer Complaints 150 150 Rex Securities Law

Scotrun, PA UPDATE January 2020– Anthony Diaz discloses a total of 50 customer complaints, 3 of which are still pending. UPDATE APRIL 2017-The New Jersey Bureau of Securities revoked Anthony…

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Former VSR Financial Broker Kevin M. Nevin Discloses Pending Customer Dispute-St. Louis Park, MN

Former VSR Financial Broker Kevin M. Nevin Discloses Pending Customer Dispute-St. Louis Park, MN 150 150 Rex Securities Law

Saint Louis Park, MN UPDATE FEBRUARY 2017– IN July 2016 a customer of Nevin’s former employer VSR Financial filed FINRA case 16-1993 alleging fraud and unsuitability in connection with an investment…

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