Robertson Wealth Management Archives - Rex Securities Law-BLOG

Rex Securities Law
April 23, 2018
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Masood (Mike) Azad-Former First Allied Broker-Sanctioned by Securities Regulator-League City, TX

Masood (Mike) Azad-Former First Allied Broker-Sanctioned by Securities Regulator-League City, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 23, 2018 April 23, 2018

April 2018 -League City, TX According to FINRA records, Masood (Mike) Husain Azad, a former stockbroker who was last employed by First Allied Securities, disclose a prior regulatory event and a…

Rex Securities Law
April 3, 2018
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William M. Robertson-Former First Allied Securities Broker-Subject of $22M Customer Dispute-Deer Park, TX

William M. Robertson-Former First Allied Securities Broker-Subject of $22M Customer Dispute-Deer Park, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 3, 2018 April 17, 2019

April 2019- Houston, Texas We are currently investigating former First Allied Securities financial advisor William M. Robertson. According to FINRA records, William (Mike) Robertson , discloses a currently pending dispute…