Stifel Nicolaus Broker Barred for Churning Account of Elderly Customer Diagnosed with Dementia
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Rex Securities Law
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October 21, 2014- Robert J. Head, a broker registered with Stifel, Nicolaus & Company, Inc. from 9/2008-1/2014 , submitted a Letter of Acceptance, Waiver and Consent No. 20130389574 (“AWC”) with the…
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