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robert head lawsuit

Stifel Nicolaus Broker Barred for Churning Account of Elderly Customer Diagnosed with Dementia

Stifel Nicolaus Broker Barred for Churning Account of Elderly Customer Diagnosed with Dementia 150 150 Rex Securities Law

October 21, 2014- Robert J. Head, a broker registered with Stifel, Nicolaus & Company, Inc. from 9/2008-1/2014 , submitted a Letter of Acceptance,  Waiver and Consent No. 20130389574 (“AWC”) with the…

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