Rex Securities Law
October 27, 2014
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Richard Holliday-Former Investment Center Broker- Barred From Securities Industry by S. Carolina Regulators

Richard Holliday-Former Investment Center Broker- Barred From Securities Industry by S. Carolina Regulators https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 27, 2014 May 21, 2017

On October 23, 2014, the Securities Commissioner of South Carolina entered an order barring Richard E. Holliday from participating in any aspect of the securities industry in or from the…

Rex Securities Law
August 20, 2014
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Former Spire Securities Broker Richard Holliday Barred by FINRA in Connection With Loans from Customers

Former Spire Securities Broker Richard Holliday Barred by FINRA in Connection With Loans from Customers https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 20, 2014 October 21, 2017

August 2014-Belton, South Carolina Richard Edward Holliday, formerly registered with Spire Securities, was barred by FINRA to resolve allegations that he borrowed $155,000 from customers and did not disclose the…