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Richard E. Holliday

Richard Holliday-Former Investment Center Broker- Barred From Securities Industry by S. Carolina Regulators

Richard Holliday-Former Investment Center Broker- Barred From Securities Industry by S. Carolina Regulators 150 150 Rex Securities Law

On October 23, 2014, the Securities Commissioner of South Carolina entered an order barring Richard E. Holliday from participating in any aspect of the securities industry in or from the…

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Former Spire Securities Broker Richard Holliday Barred by FINRA in Connection With Loans from Customers

Former Spire Securities Broker Richard Holliday Barred by FINRA in Connection With Loans from Customers 150 150 Rex Securities Law

August 2014-Belton, South Carolina Richard Edward Holliday, formerly registered with Spire Securities, was barred by FINRA to resolve allegations that he borrowed $155,000 from customers and did not disclose the…

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