Rhodes Securities problem Archives - Rex Securities Law-BLOG

Rex Securities Law
October 26, 2017
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Christopher Anthony-Former Rhodes Securities Broker-Subject of $2M Customer Suit-Arlington, TX

Christopher Anthony-Former Rhodes Securities Broker-Subject of $2M Customer Suit-Arlington, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 26, 2017 October 26, 2017

October 2017-Arlington, Texas The FINRA records of Christopher P. Anthony, (CRD #1157930) a stockbroker who is not currently registered and who was last employed by Rhodes Securities, Inc. , disclose a currently pending customer dispute, a prior…

Rex Securities Law
April 13, 2017
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Michelle D. Drake-Former Rhodes Securities Broker-Discloses Discharge From Employment-Colleyville, TX

Michelle D. Drake-Former Rhodes Securities Broker-Discloses Discharge From Employment-Colleyville, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 13, 2017 April 13, 2017

April 2017-Colleyville, Texas The FINRA records of Michelle Diane Drake , a stockbroker who is currently registered with Prospera Financial Services disclose a termination from employment. The Financial Industry Regulatory Authority (FINRA) is the…

Rex Securities Law
April 13, 2017
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Christopher P. Anthony-Former Rhodes Securities Broker-Discloses $2 Million Customer Dispute-Ft. Worth, Texas

Christopher P. Anthony-Former Rhodes Securities Broker-Discloses $2 Million Customer Dispute-Ft. Worth, Texas https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 13, 2017 April 13, 2017

April 2017-Arlington, Texas The FINRA records of Christopher P. Anthony, a stockbroker who is not currently registered and who was last employed by Rhodes Securities, Inc. disclose 2 currently pending customer disputes and a discharge…

Rex Securities Law
November 2, 2016
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Christopher Anthony-Former Rhodes Securities Broker-Discloses Customer Dispute and Discharge from Employment-Arlington, TX

Christopher Anthony-Former Rhodes Securities Broker-Discloses Customer Dispute and Discharge from Employment-Arlington, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 2, 2016 May 10, 2017

Arlington, Texas MAY 2017 UPDATE-In January 2017 a customer of Rhodes Securities filed FINRA Case #16-03753 alleging damages of $2 million for breach of fiduciary duty, negligence and breach of…