Brokerage firms nationwide sold a number real estate investment trusts (REITs) sponsored by Cole Capital, including: Cole Office and Industrial Cole Advisor Corporate Income Cole Advisor Retail Income REIT Cole…
read moreIf you have suffered losses on your investment in Cole Office & Industrial REIT, contact us to learn how you may be able to recover damages from the brokerage firm…
read moreApril 2017-Manchester, NH The FINRA records of Frank Charles Scarito , a stockbroker who is currently employed by Berthel, Fisher & Co. disclose a prior final customer dispute that was resolved with a cash…
read moreApril 2017- Grapevine, TX According to publicly available records Kristopher F. Etter , (CRD# 4562123) , a stockbroker who is currently registered with IMS Securities discloses a pending customer dispute. The Financial Industry Regulatory Authority…
read moreApril 2017 – Houston, TX According to publicly available records Steven Michael Knowlton , (CRD# 4527446), a stockbroker who is currently registered with IMS Securities discloses a prior regulatory event, four prior final customer disputes…
read moreApril 2017-Houston, Texas According to publicly available records Jackie D. Wadsworth , (CRD# 2342163) , a stockbroker who is currently registered with IMS Securities discloses three pending and four prior final customer disputes. The Financial Industry Regulatory Authority…
read moreApril 2019-Bangor, Maine According to publicly available records Robert Kenneth Lindell, , a previously registered stockbroker and former Maine lawmaker, who was last employed by Richfield Orion International, disclose 5…
read moreAugust 2016- Oak Lawn, IL The FINRA records of Randall A. Heller , a stock broker who is currently employed by KCD Financial, Inc. disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…
read moreAugust 2016-Arden Arcade, CA The FINRA records of Joel E. Archer , a stock broker who is currently employed by Summit Brokerage Services , disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…
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