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recover losses on berthel fisher energy investments

Jonathan T. Pyne-Berthel Fisher Financial Advisor Discloses Customer Suits-Minneapolis, MN

Jonathan T. Pyne-Berthel Fisher Financial Advisor Discloses Customer Suits-Minneapolis, MN 150 150 Rex Securities Law

Jon Pyne Investigation November 2021 -Minneapolis, MN Jonathan Todd Pyne (aka Jon Pyne )  ,  a  stockbroker who is currently registered with Berthel Fisher & Co. Financial Services discloses 1 pending…

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Berthel Fisher Fined $775,000 by FINRA for Sale of Oil & Gas Investments and Other Alternative Investments

Berthel Fisher Fined $775,000 by FINRA for Sale of Oil & Gas Investments and Other Alternative Investments 150 150 Rex Securities Law

In February 2014, the Industry Regulatory Authority (FINRA) fined Berthel Fisher & Company Financial Services and its affiliate, Securities Management & Research of Marion, Ohio, $775,000 for supervisory deficiencies, including…

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