Rex Securities Law
November 16, 2021
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Kurt Gunter Discloses Sanctions by Texas Securities Regulator & FINRA -Austin,TX

Kurt Gunter Discloses Sanctions by Texas Securities Regulator & FINRA -Austin,TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 16, 2021 November 16, 2021

Kurt Gunter Investigation November 2021-Bee Cave, Texas Gunter Sanctioned by FINRA According to his FINRA record Kurt Jason Gunter a financial advisor who was last employed as a registered broker…

Rex Securities Law
December 16, 2020
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Amarillo Banker Pleads Guilty to Embezzlement-Amarillo,TX

Amarillo Banker Pleads Guilty to Embezzlement-Amarillo,TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 16, 2020 December 16, 2020

December 2020-Amarillo, Texas According to a press release from the Department of Justice, Northern District of Texas, Heather M. Cooper, 40 , a former banker with FirstCapital Bank of Texas…

Rex Securities Law
December 3, 2020
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Texas Securities Regulator Denies Registration of Lyle Boudreaux-Houston,TX

Texas Securities Regulator Denies Registration of Lyle Boudreaux-Houston,TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 3, 2020 December 3, 2020

December 2020-Austin, Texas The Texas State Securities Board (TSSB) announced that they have denied the application for registration of Lyle Boudreaux due to unsuitable trading in Leveraged Exchange Traded Funds…

Rex Securities Law
February 3, 2015
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Thinking of Bringing an Action vs. Your Broker For Investment Losses? FAQs re: FINRA Arbitration

Thinking of Bringing an Action vs. Your Broker For Investment Losses? FAQs re: FINRA Arbitration https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 3, 2015 May 5, 2016

February 3, 2015 So, you or one of your loved ones has suffered losses in a brokerage account and now faces difficulty meeting daily living expenses and/or health care expenses.…

Rex Securities Law
January 26, 2015
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SEC Obtains Judgement vs. Marsha Bass in Detroit Pension Plan Fraud

SEC Obtains Judgement vs. Marsha Bass in Detroit Pension Plan Fraud https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 26, 2015 May 23, 2016

January 21, 2015-Detroit, MI The SEC entered a final judgement against Marsha Bass in an action pending in the US District Court for the Eastern District of Michigan, imposing a…

Rex Securities Law
December 24, 2014
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William Cantrell Guilty Plea in Investment Scam Rejected by Judge

William Cantrell Guilty Plea in Investment Scam Rejected by Judge https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 24, 2014 May 23, 2016

December 24, 2014- Hammond, Indiana The guilty plea of William Cantrell, Jr., of Valparaiso, who is accused of swindling investors of their life savings and retirement accounts has been rejected…

Rex Securities Law
September 17, 2014
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Edward J. Wendol (Spring Hill FLA) Barred From Securities Industry By FINRA

Edward J. Wendol (Spring Hill FLA) Barred From Securities Industry By FINRA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 17, 2014 February 4, 2015

In July 2014, the FInancial Industry Regulatory Authority (FINRA) permanent barred Edward J. Wendol of Spring Hill, Florida from the securities industry to resolve allegations that during the course of…

Rex Securities Law
September 15, 2014
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TSSB Announces Arrest of Christopher Zaal of McKinney, TX,–Securities Fraud

TSSB Announces Arrest of Christopher Zaal of McKinney, TX,–Securities Fraud https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 15, 2014 February 11, 2016

Austin, TX-September 11, 2014 The Texas State Securities Board (TSSB) announced the arrest of Christopher Anthony Zaal of McKinney, TX, on an indictment issued in Collin County on charges of…

Rex Securities Law
September 7, 2014
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Florida Seniors Need to Be Wary of Investment Fraud According to Commissioner of Office of Financial Regulation

Florida Seniors Need to Be Wary of Investment Fraud According to Commissioner of Office of Financial Regulation https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 7, 2014 February 4, 2015

On September 7, 2014, Drew J. Breakspear, Commissioner of Florida’s Office of Financial Regulation, authored an article entitled “Investment Fraud Against Seniors Remains A Constant Threat” in the Tallahassee Democrat.…

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