Kurt Gunter Investigation November 2021-Bee Cave, Texas Gunter Sanctioned by FINRA According to his FINRA record Kurt Jason Gunter a financial advisor who was last employed as a registered broker…
read moreDecember 2020-Amarillo, Texas According to a press release from the Department of Justice, Northern District of Texas, Heather M. Cooper, 40 , a former banker with FirstCapital Bank of Texas…
read moreDecember 2020-Austin, Texas The Texas State Securities Board (TSSB) announced that they have denied the application for registration of Lyle Boudreaux due to unsuitable trading in Leveraged Exchange Traded Funds…
read moreFebruary 3, 2015 So, you or one of your loved ones has suffered losses in a brokerage account and now faces difficulty meeting daily living expenses and/or health care expenses.…
read moreJanuary 21, 2015-Detroit, MI The SEC entered a final judgement against Marsha Bass in an action pending in the US District Court for the Eastern District of Michigan, imposing a…
read moreDecember 24, 2014- Hammond, Indiana The guilty plea of William Cantrell, Jr., of Valparaiso, who is accused of swindling investors of their life savings and retirement accounts has been rejected…
read moreIn July 2014, the FInancial Industry Regulatory Authority (FINRA) permanent barred Edward J. Wendol of Spring Hill, Florida from the securities industry to resolve allegations that during the course of…
read moreAustin, TX-September 11, 2014 The Texas State Securities Board (TSSB) announced the arrest of Christopher Anthony Zaal of McKinney, TX, on an indictment issued in Collin County on charges of…
read moreOn September 7, 2014, Drew J. Breakspear, Commissioner of Florida’s Office of Financial Regulation, authored an article entitled “Investment Fraud Against Seniors Remains A Constant Threat” in the Tallahassee Democrat.…
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