recover ETF losses Archives - Rex Securities Law-BLOG

Rex Securities Law
July 31, 2021
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Lyle J. Boudreaux-Former Independent Financial Group Broker-Sued For Losses on ETF’s-Houston, TX

Lyle J. Boudreaux-Former Independent Financial Group Broker-Sued For Losses on ETF’s-Houston, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 31, 2021 August 2, 2021

Aug 2021-Houston, TX The FINRA records of Lyle J. Boudreaux, a stockbroker who is not currently registered with any FINRA broker dealer and who was last employed in the securities industry by…

Rex Securities Law
March 21, 2019
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Jody Bowers-Former SagePoint Financial Broker-Subject of $6M Customer Suit Over ETF Investments-Abilene, TX

Jody Bowers-Former SagePoint Financial Broker-Subject of $6M Customer Suit Over ETF Investments-Abilene, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 21, 2019 June 11, 2019

June 2019- Abilene, Texas We are currently investigating former SagePoint Financial financial advisor Jody Bowers on behalf of an elderly widow living in North Texas, who anticipates filing a FINRA…

Rex Securities Law
February 22, 2018
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Jay D. Jordan-Former WFG Investments Broker-Subect of $9M in Customer Claims-Oklahoma City, OK

Jay D. Jordan-Former WFG Investments Broker-Subect of $9M in Customer Claims-Oklahoma City, OK https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 22, 2018 February 26, 2018

February 2018-Oklahoma City, OK According to publicly available records Jay D. Jordan , (CRD# 1776666) , a former stockbroker who last worked for WFG Investments discloses that he was recently permanently barred from the securities…

Rex Securities Law
October 23, 2017
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Joseph Hushek-G.F. Investment Services Broker- Discloses Regulatory Event – Sarasota, FL

Joseph Hushek-G.F. Investment Services Broker- Discloses Regulatory Event – Sarasota, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 23, 2017 October 23, 2017

October 2017 – Sarasota, FL According to publicly available records Daniel Joseph Hushek III (CRD#4250117) , a stockbroker who is currently unregistered and was previously registered with G.F. Investment Services, disclose a recent regulatory event.…

Rex Securities Law
February 14, 2017
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Bill Holubec-Royal Alliance Broker-Discloses Pending Customer Dispute-San Angelo, TX

Bill Holubec-Royal Alliance Broker-Discloses Pending Customer Dispute-San Angelo, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 14, 2017 October 22, 2017

January 2016-San Angelo, Texas OCTOBER 2017 UPDATE-Bill Holubec is no no longer registered as a broker with Royal Alliance as of 5/2017. See this for more information. Publicly available records of Bill…