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Park Avenue Securities investigation

Nicholas Palumbo-Former Park Avenue Securities Broker-Barred From Securities Industry-Armonk, NY

Nicholas Palumbo-Former Park Avenue Securities Broker-Barred From Securities Industry-Armonk, NY 150 150 ER

Nicholas Palumbo Investigation December 2021- Armonk, NY According to publicly available records Nicholas R. Palumbo,  a  former stockbroker who last worked for Park Avenue Securities discloses that he has been sued by…

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Jeffrey Meyers -Cetera Financial Advisor-Subject of Customer Suit Over REIT-Overland Park, KS

Jeffrey Meyers -Cetera Financial Advisor-Subject of Customer Suit Over REIT-Overland Park, KS 150 150 Rex Securities Law

Jeffrey G. Meyers Investigation November 2021- Overland Park, KS According to publicly available records, Cetera Advisor Networks  financial advisor Jeffrey G. Meyers,  discloses a pending customer dispute and 5 prior customer…

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Park Avenue Securities Fined $300K by Securities Regulator Over Annuity Sales

Park Avenue Securities Fined $300K by Securities Regulator Over Annuity Sales 150 150 Rex Securities Law

April 2018 The FINRA records of Park Avenue Securities ,  a registered brokerage firm headquartered in New York , disclose 12 prior regulatory events and one pending regulatory matter. The Financial Industry Regulatory…

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Scott D. Offerman-Former Concorde Investment Services Broker-Discloses Termination from Employment/ Liens-New York

Scott D. Offerman-Former Concorde Investment Services Broker-Discloses Termination from Employment/ Liens-New York 150 150 Rex Securities Law

June 2017- New York According to publicly available records Scott David Offerman  (CRD#4619093) ,  a  stockbroker who currently is employed by Sandlapper Securities ,  discloses a termination from employment and 9 outstanding judgment/liens. The…

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Lizabeth Gotuaco Ty-Former Park Avenue Securities Broker-Discloses Customer Disputes Over Unregistered Promissory Notes

Lizabeth Gotuaco Ty-Former Park Avenue Securities Broker-Discloses Customer Disputes Over Unregistered Promissory Notes 150 150 Rex Securities Law

UPDATE February 2017– Lizabeth Beth Ty, also known as Lizabeth Gotuaco Ty discloses that another customer of Park Avenue Securities has filed a FINRA arbitration (case #17-429) alleging damages of…

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