Nicholas Palumbo Investigation December 2021- Armonk, NY According to publicly available records Nicholas R. Palumbo, a former stockbroker who last worked for Park Avenue Securities discloses that he has been sued by…
read moreApril 2018 The FINRA records of Park Avenue Securities , a registered brokerage firm headquartered in New York , disclose 12 prior regulatory events and one pending regulatory matter. The Financial Industry Regulatory…
read moreJune 2017- New York According to publicly available records Scott David Offerman (CRD#4619093) , a stockbroker who currently is employed by Sandlapper Securities , discloses a termination from employment and 9 outstanding judgment/liens. The…
read moreUPDATE February 2017– Lizabeth Beth Ty, also known as Lizabeth Gotuaco Ty discloses that another customer of Park Avenue Securities has filed a FINRA arbitration (case #17-429) alleging damages of…
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