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Northstar Financial (Bermuda)

Raul J Benitez- Wells Fargo Clearing Broker- Discloses Customer Disputes – Aventura- FL

Raul J Benitez- Wells Fargo Clearing Broker- Discloses Customer Disputes – Aventura- FL 150 150 ER

Raul J. Benitez Investigation May  2022-Aventura, FL According to publicly available records. Raul Jorge Benitez, a broker with Wells Fargo Clearing Services. discloses 3 prior customer disputes and a pending…

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Hancock Whitney Investment Services- Fined $2.4M – Regulator Alleges Conflict of Interest

Hancock Whitney Investment Services- Fined $2.4M – Regulator Alleges Conflict of Interest 150 150 Rex Securities Law

Hancock Whitney Investment Services Investigation November 2021 Hancock Whitney Investment Services was fined and ordered to pay disgorgement and restitution over $2.4 million dollars by regulators for conflicts of interest related…

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Robin Platt Investigation-Subject of Million Dollar Suit Over Northstar Financial Services -Covington, LA

Robin Platt Investigation-Subject of Million Dollar Suit Over Northstar Financial Services -Covington, LA 150 150 Rex Securities Law

Robin Platt Investigation November 2021-Covington, LA According to FINRA records  Robin V. Platt, a financial advisor employed as a registered broker by Hancock Whitney Investment Services discloses a multi-million dollar suit…

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