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next financial

NEXT Financial CEO Gordon D’Angelo Resigns
NEXT Financial CEO Gordon D’Angelo Resigns 150 150 Rex Securities Law

December 5, 2014 The Investment News reports that Gordon D’Angelo, CEO of NEXT Financial Holdings, Inc. , parent company of independent broker-dealer NEXT Financial Group has resigned. NEXT Financial started…

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Former NEXT Financial Broker Heidi Wivolin Barred from Brokerage Industry
Former NEXT Financial Broker Heidi Wivolin Barred from Brokerage Industry 150 150 Rex Securities Law

FEBRUARY 2018 UPDATE–Heidi Wivolin pleads guilty to mail and tax fraud. Sentencing set for May 2, 2018. See this for details.  Heidi Wivolin, formerly a broker with NEXT Financial Group…

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NEXT Financial and Broker Pay $140,000 Settlement to New Hampshire Securities Regulators
NEXT Financial and Broker Pay $140,000 Settlement to New Hampshire Securities Regulators 150 150 Rex Securities Law

  May 12, 2014) – The New Hampshire Bureau of SecuritiesRegulation has finalized a Consent Order with NEXT Financial Group, Inc. and Charles C. Kulch, a broker for NEXT Financial  in…

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