Austin Dutton Investigation November 2021–Doylestown, PA The FINRA records of Austin R. Dutton, Jr. , a stock broker who was previously employed by Newbridge Securities and who is currently employed by American…
read moreAugust 2018-Appleton, WI The FINRA records of Edward A. Klug, a former stock broker who was last employed by Newbridge Securities , disclose 4 prior customer disputes, and 5 currently outstanding judgment/liens. The Financial…
read moreApril 2018 -Boca Raton, FL According to FINRA records, John Eugene Egan , a stockbroker who is currently employed by Newbridge Securities Corp., disclose a prior regulatory event, a pending customer dispute…
read moreApril 2018-Boca Raton, FL The FINRA records of former stockbroker Brian M. Berger disclose a pending regulatory matter and two prior regulatory matters, a criminal conviction, 4 customer disputes and…
read moreAugust 2017- Boca Raton, FL Boca Raton, FL based brokerage firm Newbridge Securities Corp. was fined $499,000 by Pennsylvania Department of Banking and Securities for failure to supervise a broker…
read moreSeptember 2018-New York According to publicly available records Kevin C. Jones , (CRD# 3124650) , a stockbroker who is not currently registered and who was last employed by Newbridge Securities Corp.,…
read moreBoca Raton, FL July 2017 UPDATE– Gerald Cocuzzo was sentenced to 18 months in prison after pleading guilty to securities fraud for his participation in the manipulation of Forcefield Energy,…
read moreAugust 2016- New York The FINRA records of William K. Bradley, a stock broker who is currently employed by Meyers Associates, disclose a currently pending customer dispute and a prior termination from employment. The Financial Industry…
read moreJUNE 2017- Boca Raton, FL A review of FINRA records reveals that Michael B. Stern, is not currently licensed to act as a broker or as an investment adviser according to…
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