May 2018-Sarasota, FL
The FINRA records of Marc F. Korsch , a stockbroker who is employed by Centaurus Financial disclose 2 pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In pending FINRA arbitration 17-0474, a customer of Mr. Korsch’s former employer, Trustmont Finanical Group, alleges damages of $500,000 for the recommendation of transactions that were detrimental to the customer.
In 11/2017 a customer of Centaurus Financial alleged unauthorized surrender of their annuity and is seeking damages of $5,000.
Marc Korsch has been employed by Centaurus Financial since 2/2014. Prior to that he was employed by Trustmont Finanical Group from 3/2011-3/2014.
If you have losses in an account handled byMarc F. Korsch , contact us for a no charge consultation to learn how you may be able to recover damages.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney, at no cost to you.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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