Lincoln Financial Securities Corporation investigation Archives

ER
April 10, 2023
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David Shane Simmons-Former Lincoln Financial Securities Broker-Barred From Securities Industry by Regulators – Jefferson, NC

David Shane Simmons-Former Lincoln Financial Securities Broker-Barred From Securities Industry by Regulators – Jefferson, NC https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g April 10, 2023 April 10, 2023

David Shane Simmons Investigation April 2023-Jefferson, NC According to publicly available records David Shane Simmons, a former broker who last worked for Lincoln Financial Securities Corporation , discloses a final regulatory…

Rex Securities Law
September 20, 2022
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Walter Reyna-Former Lincoln Financial Securities Broker-Customers Sue Over Oil & Gas Losses-McAllen, TX

Walter Reyna-Former Lincoln Financial Securities Broker-Customers Sue Over Oil & Gas Losses-McAllen, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 20, 2022 September 20, 2022

Walter Reyna Investigation September 2022- McAllen, Texas According to FINRA records, Walter J. Reyna , a former Lincoln Financial Securities broker discloses two recently filed arbitrations by customers seeking damages for losses on…

Rex Securities Law
April 9, 2018
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Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX

Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 9, 2018 April 9, 2018

April 2018- El Paso, Texas According to FINRA records, Jose M. Canales , a currently unregistered broker who last worked for Lincoln Financial Securities Corp. , discloses a prior final regulatory event, a…

Rex Securities Law
August 15, 2016
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Christian J. Stoltz-Centaurus FInancial Broker-Discloses Customer Disputes-Forty Fort, PA

Christian J. Stoltz-Centaurus FInancial Broker-Discloses Customer Disputes-Forty Fort, PA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 15, 2016 May 9, 2017

August 2016- Forty Fort, PA The FINRA records of Christian J. Stoltz, a stock broker who is currently employed by Centaurus Financial disclose a currently pending customer dispute and a prior customer dispute. The Financial…

Rex Securities Law
March 29, 2016
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Jose Canales-El Paso Insurance Agent/Stockbroker-Barred from Securities Industry

Jose Canales-El Paso Insurance Agent/Stockbroker-Barred from Securities Industry https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 29, 2016 March 29, 2016

August 20, 2014- El Paso, Texas Jose M. Canales , a broker with Lincoln Financial Securities Corporation, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority…