Lincoln Financial Advisors complaint Archives

ER
June 16, 2023
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“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA

“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 16, 2023 June 16, 2023

“Rob” Eisenberg Investigation June 2023- Vienna, VA The FINRA records of Robert “Rob” Eisenberg , a stockbroker employed by Lincoln Financial Advisors Corporation disclose a pending customer dispute. The Financial Industry Regulatory…

ER
April 10, 2023
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David Shane Simmons-Former Lincoln Financial Securities Broker-Barred From Securities Industry by Regulators – Jefferson, NC

David Shane Simmons-Former Lincoln Financial Securities Broker-Barred From Securities Industry by Regulators – Jefferson, NC https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g April 10, 2023 April 10, 2023

David Shane Simmons Investigation April 2023-Jefferson, NC According to publicly available records David Shane Simmons, a former broker who last worked for Lincoln Financial Securities Corporation , discloses a final regulatory…

Rex Securities Law
February 20, 2018
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Jimmy Moscoso-Former Lincoln Financial Advisor Broker-Barred From Securities Industry-Boca Raton, FL

Jimmy Moscoso-Former Lincoln Financial Advisor Broker-Barred From Securities Industry-Boca Raton, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 20, 2018 February 20, 2018

February 2018-Boca Raton, FL According to publicly available records Jimmy Oswald Moscoso , (CRD# 2912265) , a former stockbroker who last worked for Lincoln Financial Advisors, discloses that he was recently barred from the…