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Laidlaw & Company problem

Kevin R. Wilson-Former Laidlaw & Co. Financial Advisor-Subject of Millions in Claims for Private Placement Losses-New York

Kevin R. Wilson-Former Laidlaw & Co. Financial Advisor-Subject of Millions in Claims for Private Placement Losses-New York 150 150 Rex Securities Law

April 2021 – New York According to publicly available records, former Laidlaw & Company financial advisor Kevin R. Wilson discloses 7 pending customer disputes and 4 prior customer disputes, all…

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Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY

Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY 150 150 Rex Securities Law

July 2021  UPDATE -FINRA has filed a complaint alleging that Reda churned accounts and traded customer without authority.  Follow this for update. ORIGINAL POST--May 2016- Garden City, NY The Financial Industry Regulatory…

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Nathaniel R. Clay-Former National Securities Corp Broker-Named in Customer Arbitration

Nathaniel R. Clay-Former National Securities Corp Broker-Named in Customer Arbitration 150 150 Rex Securities Law

Updated January 2019-New York According to FINRA records,  Nathaniel Royce Clay , a broker with Laidlaw & Company, discloses a pending customer dispute, 5 prior customer disputes, a termination from employment and…

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Patrick H. Maddren-Former Dawson James Broker-Discloses Settlment of $1M Customer Dispute

Patrick H. Maddren-Former Dawson James Broker-Discloses Settlment of $1M Customer Dispute 150 150 Rex Securities Law

UPDATE FEBRUARY 2017-FINRA records disclose that arbitration 16-00849, discussed below, was settled for a payment $295,000 by Dawson James Securities. ORIGINAL POST-May 2016-Ft. Lauderdale, FL The Financial Industry Regulatory Authority…

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Joseph M. Fedorko-Laidlaw & Co. Broker-Named in Customer Disputes

Joseph M. Fedorko-Laidlaw & Co. Broker-Named in Customer Disputes 150 150 Rex Securities Law

February 2019-Stamford , CT The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Bryan Mazliach-Former Laidlaw & Company Broker-Discloses Customer Arbitrations

Bryan Mazliach-Former Laidlaw & Company Broker-Discloses Customer Arbitrations 150 150 Rex Securities Law

May 2019 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Luis Marquez-Former Dawson James Broker-Named In Customer Arbitration-Ft. Lauderdale

Luis Marquez-Former Dawson James Broker-Named In Customer Arbitration-Ft. Lauderdale 150 150 Rex Securities Law

May 2016- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Jeffrey Offen-Salomon Whitney Broker-Discloses Outstanding Judgments on FINRA Records

Jeffrey Offen-Salomon Whitney Broker-Discloses Outstanding Judgments on FINRA Records 150 150 Rex Securities Law

See this for February 2019 update. Jeffrey Lance Offen left Salomon Whitney Financial in 5/2016 and worked for Craft Capital Management from 10/2016-9/2017. He is not currently registered as a…

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