Kestra Financial Services Archives - Rex Securities Law-BLOG

ER
March 13, 2023
No Comments

Pamela Espinosa-Kestra Investment Broker- Discloses Pending $1 Million Pending Customer Dispute – Albuquerque, NM

Pamela Espinosa-Kestra Investment Broker- Discloses Pending $1 Million Pending Customer Dispute – Albuquerque, NM https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g March 13, 2023 March 13, 2023

Pamela Espinosa Investigation March 2023- Albuquerque, NM According to publicly available records, Pamela Sue Espinosa a Kestra Investment Services broker discloses a $1M pending customer dispute. The Financial Industry Regulatory…

ER
July 29, 2021
No Comments

James Daughtry-Former Kestra Financial Services Broker-Permanently Barred From FINRA- Dothan, AL

James Daughtry-Former Kestra Financial Services Broker-Permanently Barred From FINRA- Dothan, AL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g July 29, 2021 July 29, 2021

July 2021- Dothan, AL According to publicly available records James Blake Daughtry (CRD#3272282), a former stockbroker who last worked for Kestra Financial Services, has been permanently barred from FINRA. The…