fbpx

jp turner churning

Raymond Clark – Woodstock Financial Group Broker- Discloses Customer Disputes-Staten Island, NY

Raymond Clark – Woodstock Financial Group Broker- Discloses Customer Disputes-Staten Island, NY 150 150 Rex Securities Law

January 2019-Staten Island, NY According to publicly available records  Raymond William Clark , a  stockbroker who is currently registered with Woodstock Financial Group,  disclose 8 prior customer disputes and a termination from…

read more

SEC Announces Proposed Plan of Distribution in J.P. Turner/William Mello Matter

SEC Announces Proposed Plan of Distribution in J.P. Turner/William Mello Matter 150 150 Rex Securities Law

October 8, 2014- The SEC announced the Proposed Plan of Distribution and Opportunity for Comment in the Matter of JP Turner & Company and William L. Mello.  In 2012 the…

read more

Churning by J.P. Turner Brokers Costs Conservative Investors $2.7M

Churning by J.P. Turner Brokers Costs Conservative Investors $2.7M 150 150 Rex Securities Law

In a news release that can be accessed here, the Securities and Exchange Commission (SEC) charged three former brokers from J.P. Turner & Company (Ralph Calabro, Dimitrios Koutsoubos & Jason Konner) with churning…

read more