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John Orlando Investigation

John Orlando-Former SW Financial Broker- Customer Disputes Resolved for More Than $1.2M – Ft. Lauderdale, FL

John Orlando-Former SW Financial Broker- Customer Disputes Resolved for More Than $1.2M – Ft. Lauderdale, FL 150 150 ER

John A. Orlando Investigation June 2023 – Ft. Lauderdale, FL According to publicly available records  John Anthony Orlando ,  a  stockbroker previously employed by SW Financial,  discloses 2 regulatory events, 5 prior…

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John Orlando- Former SW Financial Broker-Discloses Regulatory Events And $1.17M + in Customer Disputes- Ft. Lauderdale, FL

John Orlando- Former SW Financial Broker-Discloses Regulatory Events And $1.17M + in Customer Disputes- Ft. Lauderdale, FL 150 150 ER

John Orlando Investigation March 2023- Ft. Lauderdale, FL The FINRA records of  John Anthony Orlando , a currently unregistered broker who was last employed by SW Financial,  disclose 2  regulatory events,…

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