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Jason Klabal investigation

Legend Securities Ordered to Pay Customer $61K by FINRA Arbitrators

Legend Securities Ordered to Pay Customer $61K by FINRA Arbitrators 150 150 Rex Securities Law

July 2015 Legend Securities was ordered to pay over $61,000 to the estate of a former client by a Financial Industry Regulatory Authority (FINRA) arbitration panel. FINRA Case 14-1705. Estate…

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