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James B. Schwartz investigation

James B. Schwartz-Former Aegis Capital Broker-Barred for Churning Customer Accounts-New York

James B. Schwartz-Former Aegis Capital Broker-Barred for Churning Customer Accounts-New York 150 150 Rex Securities Law

April 2019-Garden City, New York The FINRA records of James B. Schwartz ,  a  former stock broker  who worked for Aegis Capital from 8/2013-6/2016 and was last employed  by Joseph Gunnar & Co.  , disclose  that…

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