J.P. Turner & Company complaint Archives

Rex Securities Law
June 6, 2016
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Frank D. Marinelli-Former J.P. Turner Broker-Discloses Two Pending Customer Disputes

Frank D. Marinelli-Former J.P. Turner Broker-Discloses Two Pending Customer Disputes http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 6, 2016 June 6, 2016

Staten Island, New York According to FINRA records, Frank D. Marinelli, a stockbroker who currently works for Southeast Investments, discloses two pending customer disputes, a termination, two pending judgment/liens and two final customer…

Rex Securities Law
May 14, 2016
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Rocco Guidicipietro-Alexander Capital Stockbroker-Discloses Customer Dispute for Unauthorized Trading

Rocco Guidicipietro-Alexander Capital Stockbroker-Discloses Customer Dispute for Unauthorized Trading http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 14, 2016 April 19, 2018

April 2018 Update–See this. May 2016- New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report…

Rex Securities Law
May 9, 2016
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Steve Sabi -Network 1 Financial Securities Broker-Discloses Customer Dispute-Great Neck, NY

Steve Sabi -Network 1 Financial Securities Broker-Discloses Customer Dispute-Great Neck, NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 9, 2016 May 12, 2017

May 2016-Great Neck, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

Rex Securities Law
November 16, 2015
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Phillip Dunwoody Cox- Former Sterne Agee Broker in Atlanta Sanctioned by Regulators

Phillip Dunwoody Cox- Former Sterne Agee Broker in Atlanta Sanctioned by Regulators http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 16, 2015 June 26, 2017

July 24, 2015- Atlanta, Georgia Phillip Dunwoody Cox, Jr. , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he…