IMS Securities Archives - Rex Securities Law-BLOG

Rex Securities Law
April 12, 2017
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Nghi Thanh Ho -IMS Securities Broker-Discloses Customer Dispute- Houston, TX

Nghi Thanh Ho -IMS Securities Broker-Discloses Customer Dispute- Houston, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 12, 2017 April 12, 2017

April 2017 – Houston, TX According to publicly available records Nghi Thanh Ho, (CRD#2327672) , a stockbroker who is currently registered with IMS Securities discloses one pending customer dispute and a separation from employment. The Financial Industry…

Rex Securities Law
April 6, 2017
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Christopher D. Gammon-IMS Securities Broker-Discloses Customer Arbitrations Over REIT Investments-Houston, TX

Christopher D. Gammon-IMS Securities Broker-Discloses Customer Arbitrations Over REIT Investments-Houston, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 6, 2017 April 6, 2017

April 2017-Houston, Texas According to publicly available records Christopher D. Gammon , (CRD# 2344523) , a stockbroker who is currently registered with IMS Securities discloses two pending and two prior final customer disputes. The Financial Industry Regulatory Authority…

Rex Securities Law
April 6, 2017
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Jackie D. Wadsworth-IMS Securities Broker-Discloses Customer Disputes Over REIT Investments-Houston, TX

Jackie D. Wadsworth-IMS Securities Broker-Discloses Customer Disputes Over REIT Investments-Houston, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 6, 2017 April 10, 2017

April 2017-Houston, Texas According to publicly available records Jackie D. Wadsworth , (CRD# 2342163) , a stockbroker who is currently registered with IMS Securities discloses three pending and four prior final customer disputes. The Financial Industry Regulatory Authority…

Rex Securities Law
April 6, 2017
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Joshua W. Patterson-IMS Securities Broker-Discloses Customer Dispute Over REIT Investment-Houston, TX

Joshua W. Patterson-IMS Securities Broker-Discloses Customer Dispute Over REIT Investment-Houston, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 6, 2017 April 6, 2017

April 2017-Houston, Texas According to publicly available records Joshua W. Patterson , (CRD# 3077302) , a stockbroker who is currently registered with IMS Securities discloses two pending and one prior final customer disputes. The Financial Industry…

Rex Securities Law
February 21, 2017
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Michael J. Spears-IMS Securities Broker-Discloses Two Pending Customer Disputes Involving REITs-Houston

Michael J. Spears-IMS Securities Broker-Discloses Two Pending Customer Disputes Involving REITs-Houston http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 21, 2017 February 21, 2017

February 2017-Houston, Texas According to publicly available records Michael J. Spears , (CRD# 4501523) , a stockbroker who is currently registered with IMS Securities discloses two pending customer disputes. The Financial Industry Regulatory Authority (FINRA) is…