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IAA Financial complaint

Maroof Miyana-Former Legend Securities Broker-Indicted on Securities Fraud Charges

Maroof Miyana-Former Legend Securities Broker-Indicted on Securities Fraud Charges 150 150 Rex Securities Law

May 2016-Pompano Beach, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Gerald Cocuzzo-Former Newbridge Securities Broker-Indicted For Securities Fraud

Gerald Cocuzzo-Former Newbridge Securities Broker-Indicted For Securities Fraud 150 150 Rex Securities Law

May 2016-Boca Raton, FL UPDATE NOVEMBER 2016-Gerald Cocuzzo pleads guilty to securities fraud. Link to US Attorneys office press release.  The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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