We are investigating Raymond James Financial Services broker Matthew J. Werthe. According to the regulatory records found on the FINRA website, Werthe is the subject of three pending customer arbitrations brought by customers of Raymond James Financial:
- FINRA Case 18-0070- a customer seeks damages of $362,000 and makes numerous allegations of wrongdoing, including: fraud, excessive trading, churning, unauthorized trading, Maryland Consumer Fraud, forgery, breach of fiduciary duty, unsuitable investments and failure to supervise.
- FINRA Case 17-03158-a customer seeks damages of $728,000 and makes numerous allegations of wrongdoing, including: excessive trading, churning, unauthorized trading, Ohio Consumer Fraud, breach of fiduciary duty, unsuitable investments, unjust enrichment and failure to supervise.
- FINRA Case 16-03054-a customer seeks damages of $252,641 and expresses distress of ver catastrophic losses in her account alleging that she was invested heavily in oil and gas equities which were too aggressive given her age and investment time horizon.
Matthew Werthe has been employed by Raymond James in Murrieta, CA since 1/2013. Prior to that he was a broker with Edward Jones. He discloses a business affiliation with D. Canada Financial in Murrieta, CA.
If you have an account handled by Matthew Werthe that you believe has been mishandled, contact us to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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