January 2017-Sanford, FL According to publicly available records Andrew R. Scheirer, II (CRD# 4256666) , a stockbroker currently employed by Kovack Securities , discloses two prior finalized customer disputes and a separation from employment after…
read moreFebruary 2020-Austin, Texas The FINRA records of William F. “Billy” Fox, a stockbroker who is currently employed by First Allied Securities disclose 2 prior customer disputes that are final and one currently pending…
read moreJuly 10, 2015- Rex Securities Law is investigating former stock broker William “Bill” Tatro who was employed by First Allied Securities from 11/2003-9/2010. According to FINRA records, Tatro was permanently barred from the securities industry in…
read moreApril 21, 2015 Daniel Grieco entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he recommended and caused…
read moreJune 1, 2015-San Miguel de Allende, Mexico Rex Securities Law is investigating Frank Nicholas Dettenrieder who was formerly a stock broker with First Allied Securities from December 2008 until July 2013 when…
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