Joe Allbright Investigation June 2022- Odessa, TX According to publicly available records, Joe M. Allbright, a currently unregistered broker, who last worked for Farmers Financial Solutions in Odessa, TX , discloses a regulatory…
read moreMay 2020-Sacramento, CA According to publicly available records of Narinder K. Singh (aka Narinder Dutt) (CRD#3100308) , a former stockbroker who last worked for Farmers Financial Solutions, discloses a final customer…
read moreApril 2020- Chicago, IL The FINRA records of Jun Zhou, a broker previously employed by The Leaders Group, Inc. & Farmers Financial Solutions, disclose a regulatory event resulting in her bar from…
read moreAugust 7, 2015, Kevin C. Trost, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he backdated an insurance…
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