Robert H. Rex
May 9, 2014
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Dennis Van Patter Named in Second Arbitration Complaint-Plano Texas

Dennis Van Patter Named in Second Arbitration Complaint-Plano Texas https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert H. Rex Robert H. Rex https://secure.gravatar.com/avatar/63d95f80eb91915bb42dfbaade95e4ca?s=96&d=mm&r=g May 9, 2014 June 14, 2016

Rex Securities Law has been investigating VSR Financial broker Dennis Van Patter and on April 22, 2014, filed a FINRA arbitration against VSR Financial on behalf of one of Van Patter’s former clients. See this for…

Rex Securities Law
February 26, 2013
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Elder Abuse Can Include Financial Abuse of Your Investment Account

Elder Abuse Can Include Financial Abuse of Your Investment Account https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 26, 2013 December 28, 2014

Elder abuse is often defined as a single of repeated act, or lack of appropriate action, occurring in any relationship where there is an expectation of trust, which causes harm…

Rex Securities Law
March 26, 2012
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Losses on Lexington Capital Funding III CDO?

Losses on Lexington Capital Funding III CDO? https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 26, 2012 March 11, 2016

Have you or your loved ones suffered losses as a result of purchasing Lexington Capital Funding III Collateralized Debt Obligation (CDO) ? This complex product was sold by Merrill Lynch to institutions…

Rex Securities Law
March 20, 2012
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Stockbroker Jailed for Selling Annuity to 83 Year Old Woman

Stockbroker Jailed for Selling Annuity to 83 Year Old Woman https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 20, 2012 March 11, 2016

The Wall Street Journal reports that California’s insurance commissioner had independent insurance agent Glenn Neasham arrested for selling a complex annuity to an 83 year old woman. The jury in Lake County,…

Robert H. Rex
March 13, 2012
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Florida Dept. of Elder Affairs Announces Investment Fraud Information Website for Seniors

Florida Dept. of Elder Affairs Announces Investment Fraud Information Website for Seniors https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert H. Rex Robert H. Rex https://secure.gravatar.com/avatar/63d95f80eb91915bb42dfbaade95e4ca?s=96&d=mm&r=g March 13, 2012 March 11, 2016

A recent article in the Palm Beach Post addressed the fact that scams and fraud against the elderly are a major problem in Florida. According to Florida Department of Elder…

Rex Securities Law
March 8, 2012
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Securities Regulator, FINRA, Warns to Deal Fairly With Senior Investors

Securities Regulator, FINRA, Warns to Deal Fairly With Senior Investors https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 8, 2012 December 23, 2014

In FINRA Regulatory Notice 11-52, issued in November 2011, the Financial Industry Regulatory Authority reminded brokerage firms of their supervisory obligations regarding the use of certifications and designations that imply…

elder financial abuse by stockbroker