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Edward Jones investigation

Shane D. Ireland-Former Edward Jones Broker-Discloses Termination From Employment-Stuart-FL

Shane D. Ireland-Former Edward Jones Broker-Discloses Termination From Employment-Stuart-FL 150 150 Rex Securities Law

Stuart, Florida According to publicly available records Shane David Ireland  , (CRD# 5891934) ,  a   currently unregistered stockbroker who last worked for Ameriprise Financial Services,  discloses  a termination from employment. The Financial Industry Regulatory…

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George Sefanou-Edward Jones Broker-Discloses Settlement of Customer Dispute

George Sefanou-Edward Jones Broker-Discloses Settlement of Customer Dispute 150 150 Rex Securities Law

August  2016-Orlando / The Villages, Florida The FINRA records of George Sefanou ,  a  stock broker who is currently employed by Edward Jones  , disclose a recently settled customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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Tonya M. White-Former Edward Jones Broker-Permanently Barred From Securities Industry

Tonya M. White-Former Edward Jones Broker-Permanently Barred From Securities Industry 150 150 Rex Securities Law

Oklahoma City, OK According to FINRA records,  Tonya M. White (aka Tonya M. Nix)  ,   a stockbroker who formerly worked for Edward Jones  discloses a final regulatory matter and a separation from employment after…

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