Crescent Securities Group problem Archives

Rex Securities Law
April 24, 2019
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Stephen Hoshimi -Former Crescent Securities Group Broker- Discloses $23M+ in Settled Customer Disputes- Dallas, TX

Stephen Hoshimi -Former Crescent Securities Group Broker- Discloses $23M+ in Settled Customer Disputes- Dallas, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 24, 2019 April 24, 2019

April 2019- Dallas, TX According to public records of Stephen J. Hoshimi (CRD#1977772) a stockbroker previously employed by Crescent Securities Group, Capwest Securities and Securities America, disclose 4 regulatory events,…

Rex Securities Law
September 24, 2018
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Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX

Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 24, 2018 May 29, 2019

May 2019- Lubbock, Texas The FINRA records of William (“Bill”) Hamilton Lowell , a financial advisor who is currently registered with Crescent Securities Group and Lowell & Company , disclose two prior regulatory issues and…