October 2017-Miami, Florida
We recently submitted a FINRA arbitration claim against Oppenheimer & Co. on behalf of a non- U.S. resident individual and a Bahamian trust, alleging that recommendations made for the management of retirement funds by Miami-based Oppenheimer broker Cesar Hurtado were unsuitable and that the accounts were traded excessively.
In addition our clients allege that they were improperly advised by the Oppenheimer broker on other financial matters, including trusts established and managed by Nassau-based former Oppenheimer affiliate , CIBC Trust Company.
Our clients allege that Oppenheimer was negligent and failed to properly supervise broker Hurtado and are seeking damages in excess of $1 million.
According to FINRA records, Hurtado has been employed by Oppenheimer & Co since 2003.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900