Centaurus Financial complaint Archives - Rex Securities Law-BLOG

ER
June 27, 2023
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James V. Peters – Centaurus Financial Broker- Has Pending Customer Dispute-Irvine, CA

James V. Peters – Centaurus Financial Broker- Has Pending Customer Dispute-Irvine, CA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 27, 2023 June 27, 2023

James V. Peters Investigation June 2023 – Irving , CA According to publicly available records James V. Peters, a Centaurus Financial broker, discloses a pending customer dispute. The Financial Industry…

ER
June 13, 2023
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Valentino Michael Scott- Centaurus Financial Broker-Discloses Award and Pending Customer Disputes- West Hills, CA

Valentino Michael Scott- Centaurus Financial Broker-Discloses Award and Pending Customer Disputes- West Hills, CA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 13, 2023 June 13, 2023

Valentino Michael Scott Investigation June 2023- West Hills, CA The FINRA records of Valentino Michael Scott, a Centaurus Financial, Inc. broker, disclose customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency…

ER
March 28, 2023
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Mark Williams-Former Centaurus Financial Broker- Discloses 2 Pending Customer Disputes- Carmel, CA

Mark Williams-Former Centaurus Financial Broker- Discloses 2 Pending Customer Disputes- Carmel, CA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g March 28, 2023 March 28, 2023

Mark Williams Investigation March 2023-Carmel by the Sea, CA According to publicly available records Mark John Williams , a former Centaurus Financial Inc., broker who now works for Kingswood Capital…

Rex Securities Law
September 1, 2022
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Donnie E. Ingram-Former Centaurus Broker-Discloses Customer Disputes & Regulatory Investigations -WInter Haven, FL

Donnie E. Ingram-Former Centaurus Broker-Discloses Customer Disputes & Regulatory Investigations -WInter Haven, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 1, 2022 September 1, 2022

Donnie Ingram Investigation September 2022-Winter Haven, FL According to publicly available records Donnie E. Ingram, (CRD# 1416971) , a stockbroker who previously worked for Centaurus Financial Inc. , disclose 9 prior customer disputes…

ER
August 24, 2022
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Centaurus Customers Seek More Than $7 Million In Damages For Mismanaging Accounts – Sarasota, FL

Centaurus Customers Seek More Than $7 Million In Damages For Mismanaging Accounts – Sarasota, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g August 24, 2022 August 24, 2022

Marc Korsch/Centaurus Financial Investigation August 2022-Sarasota, FL According to publicly available records Marc Korsch, a former broker who last worked for Centaurus Financial, Inc., discloses that former customers are seeking more…

Rex Securities Law
July 5, 2022
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Marc Korsch- Former Centaurus Financial Broker-Discloses $137K+ In Prior Customer Disputes and $7.4M+ In Pending Customer Disputes- Sarasota, FL

Marc Korsch- Former Centaurus Financial Broker-Discloses $137K+ In Prior Customer Disputes and $7.4M+ In Pending Customer Disputes- Sarasota, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 5, 2022 July 5, 2022

Marc Korsch Investigation July 2022-Sarasota, FL According to publicly available records Marc F. Korsch, a currently unregistered broker who last worked for Arkadios Capital, discloses a final regulatory matter resulting in…

ER
March 29, 2022
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Jan E. Haynes-Former Integrity Brokerage Services Broker-Discloses Customer Disputes and Regulatory Suspension-LaJolla, CA

Jan E. Haynes-Former Integrity Brokerage Services Broker-Discloses Customer Disputes and Regulatory Suspension-LaJolla, CA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g March 29, 2022 March 29, 2022

Jan E. Haynes Investigation March 2022- La Jolla, CA The FINRA records of Jan Earl Haynes, a stock broker who is currently suspended by FINRA and who was last employed by Centaurus Financial,…

Rex Securities Law
November 9, 2021
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Bill Burks-Centaurus Broker-Discloses Customer Disputes-Flower Mound, TX

Bill Burks-Centaurus Broker-Discloses Customer Disputes-Flower Mound, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 9, 2021 November 9, 2021

Bill Burks Investigation November 2021, Flower Mound, TX According to publicly available records William “Bill” Burks II , (CRD# 2944992) , a stockbroker who is registered with Centaurus Financial, discloses 3 pending customer…

Rex Securities Law
August 11, 2021
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Bryon E. Martinsen-Centaurus Financial Broker-Discloses $9.7M Customer Suits-Kings Park, NY

Bryon E. Martinsen-Centaurus Financial Broker-Discloses $9.7M Customer Suits-Kings Park, NY https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 11, 2021 August 11, 2021

August 2021- Kings Park, NY The FINRA records of Bryon E. Martinsen, a stock broker who is currently employed by Centaurus Financial disclose 3 pending customer disputes, 7 prior customer disputes , a termination from…