James V. Peters Investigation June 2023 – Irving , CA According to publicly available records James V. Peters, a Centaurus Financial broker, discloses a pending customer dispute. The Financial Industry…
read moreValentino Michael Scott Investigation June 2023- West Hills, CA The FINRA records of Valentino Michael Scott, a Centaurus Financial, Inc. broker, disclose customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreChristopher Gordon Investigation April 2023-Annapolis, MD According to publicly available records Christopher J. Gordon,a broker who formerly worked with Cambridge Investment Research, but now is with Centaurus Financial, discloses 4 pending customer…
read moreMarc Korsch/Centaurus Financial Investigation August 2022-Sarasota, FL According to publicly available records Marc Korsch, a former broker who last worked for Centaurus Financial, Inc., discloses that former customers are seeking more…
read moreMarc Korsch Investigation July 2022-Sarasota, FL According to publicly available records Marc F. Korsch, a currently unregistered broker who last worked for Arkadios Capital, discloses a final regulatory matter resulting in…
read moreLosses on GWG L-Bonds Purchased From Centaurus Financial? As we have previously posted, see link ( GWG L-Bonds. We can help ), given the fact that GWG Holdings has recently…
read moreJuly 2021-San Jose, CA According to publicly available records. Marco “Moe” Azizi (CRD#2154719), a broker employed with Centaurus Financial, Inc., discloses 1 pending and 4 prior customer disputes. The Financial…
read moreJune 2020- Lexington, SC The FINRA records of Cindy Lucille Chiellini (CRD#1015592) , a broker with Centaurus Financial, Inc., discloses prior customer disputes and 27 pending customer disputes seeking damages of nearly $5,000,000 . The…
read moreFebruary 2018-Austin, Texas The FINRA records of Mark B. Reinking , a stockbroker who is not currently registered with any broker dealer and who was last employed by The Leaders Group Inc. disclose a pending…
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