November 2018-Lexington, South Carolina
According to publicly available records Atul Makharia , (CRD# 5070762) , a stockbroker who is currently registered with Centaurus Financial, Inc. disclose a pending customer dispute .
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In October 2018 a customer of Centaurus Financial alleged damages of $333,000 claiming that Makharia made unsuitable investment recommendations which resulted in market losses.
Makharia has been employed by Centaurus Financial since 5/2015. Prior to that he was employed by J.P. Turner & Co.
If you have losses in an account in an account handled by Atul Makharia, contact us for a no charge consultation to learn how you may be able to recover damages from his employer through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900