Clinton Byrd Investigation June 2023-Tallahassee, FL According to publicly available records Clinton Byrd, a broker previous employed by Cantella & Co., discloses a regulatory suspension, settlement of a customer dispute and…
read moreMark Menard Investigation July 2022- Houston, TX According to available records, Mark Menard, a broker previously with Merrill Lynch, Pierce, Fenner & Smith, who now works for Cantella & Co.,…
read moreKirk Badii Investigation May 2022-Southlake, TX The FINRA records of Kirk Badii, a stockbroker who previously worked for UBS Financial Services , disclose a pending customer dispute and 2 terminations from employment. The Financial…
read moreApril 2020- Clinton, MI The FINRA records of Donald Teboe, a broker previously employed by Cantella & Co., Inc. , disclose a regulatory event resulting in his bar from the securities industry. The Financial…
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