January 5, 2015
Jamal Romero entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that in 2012, while registered with J.P. Morgan Securities, he forged a bank customer’s signature on at least three occasions which facilitated the misappropriation of $3,900 from the customer’ account.
Case # 2013038469901
Romero agreed to a bar from association, in any and all capacities, with any FINRA member firm.
According to FINRA records Romero was registered with J.P. Morgan Securities from 10/2012-9/2013. Prior to that he was registered with Chase Investment Services.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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