Aldo Comuzzi investigation Archives - Rex Securities Law-BLOG

Rex Securities Law
March 30, 2016
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Aldo Comuzzi Investigation-Dawson James Securities-Boca Raton,FL

Aldo Comuzzi Investigation-Dawson James Securities-Boca Raton,FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 30, 2016 May 4, 2016

Aldo Comuzzi, a stockbroker who formerly worked for Dawson James Securities in Boca Raton, FL, was named in FINRA Arbitration 15-01203, alleging that Comuzzi traded the customer’s account without permission.…

Rex Securities Law
November 19, 2015
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Aldo Comuzzi-Dawson James Securities Broker – Sanctioned by Securities Regulators

Aldo Comuzzi-Dawson James Securities Broker – Sanctioned by Securities Regulators https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 19, 2015 May 4, 2016

UPDATE–Comuzzi named in customer arbitration alleging unauthorized trading. Case settled for $65,000. See this for more. September 15, 2015- Boca Raton, FL Aldo Comuzzi , entered into a Letter of Acceptance Waiver…